Towards a reference compliance organization in the financial sector

Timm, Felix and Sandkuhl, Kurt (2018) Towards a reference compliance organization in the financial sector. In: MKWI 2018, 06-09 March 2018, Lüneburg, Germany.

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After the global financial crisis ten years ago, European directives in the financial sector demanded from financial organizations fast and complex adaptation regarding their organizational structure and compliance-related internal processes. Since then, these organizations primarily implemented isolated solutions to comply with the plethora of regulatory requirements. Still, no holistic approach is provided by neither research nor practice. In this paper we represent a reference model that uses enterprise architecture management (EAM) concepts to develop a reference compliance organization (R-CO) in a design science research approach. We contribute to practice by providing an approach for holistic regulatory compliance management. Further, we provide insights to reference model research by utilizing methods to the EAM domain.

Item Type: Conference or Workshop Item (Paper)
Depositing User: Nikola Ivanovic
Date Deposited: 16 Jan 2019 09:26
Last Modified: 16 Jan 2019 09:26

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